Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Louise Greene | 1616048 | 1 | 12/19/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Larry Alan Schwartzman | 1289701 | 2 | 10/06/2022 | Customer Dispute | Pending | $64,000.00 | $0.00 | See FINRA Report |
| Gregory Grant Huston | 253963 | 3 | 09/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 09/01/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Manougian | 2293270 | 4 | 06/08/2022 | Customer Dispute | Pending | $3,500,000.00 | $0.00 | See FINRA Report |
| David Jonathon Feigeles | 1530561 | 2 | 06/08/2022 | Customer Dispute | Pending | $3,500,000.00 | $0.00 | See FINRA Report |
| Zachary Ellis Taylor | 6074776 | 2 | 04/20/2022 | Customer Dispute | Pending | $417,667.00 | $0.00 | See FINRA Report |
| Mark Allen Frommer | 1553129 | 6 | 12/03/2021 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
| Susan Jeanette Callari | 2874655 | 1 | 01/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 10/29/2018 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |