Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Greenspan | 4720344 | 1 | 07/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wallace McRae Davis | 1532144 | 4 | 05/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Winokur | 2979697 | 3 | 04/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Devlin Mann | 6715021 | 1 | 02/14/2024 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 02/14/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 4 | 11/13/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Ronald Thomas Ochal | 2245000 | 2 | 11/10/2023 | Customer Dispute | Denied | $20,188.70 | $0.00 | See FINRA Report |
| Randy Farzin Moshtael | 1036474 | 3 | 11/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Manna Quarello | 4461542 | 7 | 10/10/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Hong Anh McGill | 2075513 | 5 | 05/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |