Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Baines Iglow | 2783963 | 9 | 03/29/2023 | Customer Dispute | Settled | $231,826.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/29/2023 | Customer Dispute | Settled | $231,826.00 | $0.00 | See FINRA Report |
| Tyler William Pratt | 4384484 | 3 | 03/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Abreu | 6604422 | 3 | 03/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony D'Ascoli | 4133420 | 3 | 02/14/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ann Louise Greene | 1616048 | 3 | 12/19/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Abreu | 6604422 | 3 | 12/16/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Alan Schwartzman | 1289701 | 2 | 10/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 09/01/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Hong Anh McGill | 2075513 | 5 | 03/23/2022 | Customer Dispute | Settled | $25,117.80 | $0.00 | See FINRA Report |