Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Matthew Hoyle | 5754179 | 4 | 04/22/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Keith Hays | 2434893 | 6 | 07/25/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |