Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle James Luebeck | 5931863 | 1 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Quinn Daniel Campbell | 4528976 | 1 | 06/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David William Dalton | 4918224 | 2 | 06/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Stanley Springer | 1627822 | 4 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Matuszkiewicz | 6045959 | 7 | 02/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Matthew Hoyle | 5754179 | 4 | 11/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Michelle Williamson | 4399708 | 3 | 11/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Tuthill Lawrence | 2645097 | 2 | 08/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Riad Shanawany | 3184981 | 3 | 10/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Michelle Williamson | 4399708 | 3 | 08/08/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |