Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Matthew Hoyle | 5754179 | 5 | 05/02/2023 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Richard Alfred Lamore | 2588817 | 1 | 03/21/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Garrett Gustav Engman | 6923344 | 1 | 12/01/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Clifford Lynn Harro | 1965475 | 4 | 07/28/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Donald Ernest Leitzell | 1341171 | 3 | 09/08/2021 | Customer Dispute | Denied | $19,648.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Belisle | 2571367 | 1 | 12/21/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Frederick Schlager | 1058370 | 1 | 11/16/2020 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| Eric Garrard Nordberg | 2056510 | 1 | 05/21/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Donna Lynn Dupre | 5514287 | 1 | 04/29/2020 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Mark Scordato | 4518684 | 1 | 04/29/2020 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |