Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sonji Rollins Tucker | 2994933 | 1 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 3 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Anthony Rosenberg | 1589322 | 2 | 10/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 3 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Matuszkiewicz | 6045959 | 7 | 08/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 12 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 12 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karolina Biedal Hawley | 6644197 | 1 | 06/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Alexander Castro | 2997776 | 5 | 11/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Matuszkiewicz | 6045959 | 7 | 10/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |