Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dianne Perry Odom | 3111823 | 3 | 07/14/2022 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Jason Steven Valavanis | 2453018 | 3 | 06/26/2020 | Customer Dispute | Closed-No Action | $17,353.00 | $0.00 | See FINRA Report |
| Tim Russell Gerds | 2651778 | 9 | 06/17/2019 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Clifford Lynn Harro | 1965475 | 3 | 03/11/2011 | Customer Dispute | Closed-No Action | $238,754.00 | $0.00 | See FINRA Report |
| John Keith Burdette | 4261059 | 2 | 12/19/2008 | Customer Dispute | Closed-No Action | $52,344.00 | $0.00 | See FINRA Report |
| Terry Lynn Armstrong | 4762752 | 1 | 10/24/2008 | Customer Dispute | Closed-No Action | $1,325.00 | $0.00 | See FINRA Report |
| Kathy Joy Gordon | 1266881 | 5 | 08/26/2006 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Robert Andrew Kopp | 1059290 | 3 | 03/16/2005 | Customer Dispute | Closed-No Action | $33,024.00 | $0.00 | See FINRA Report |
| Peter Jesus Sagorski | 2596213 | 2 | 04/30/2004 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Joseph Alfred Ferron | 1432984 | 13 | 03/23/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |