Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tim Russell Gerds | 2651778 | 9 | 10/13/2015 | Customer Dispute | Award / Judgment | $17,212.80 | $5,200.00 | See FINRA Report |
| Kathy Joy Gordon | 1266881 | 5 | 07/29/2009 | Customer Dispute | Award / Judgment | $300,000.00 | $275,000.00 | See FINRA Report |
| David Winston Crist | 1902177 | 1 | 03/19/2007 | Customer Dispute | Award / Judgment | $654,730.00 | $225,149.00 | See FINRA Report |
| Kevin Glenn Ford | 2992625 | 2 | 07/17/2003 | Customer Dispute | Award / Judgment | $30,000.00 | $8,000.00 | See FINRA Report |