Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle James Luebeck | 5931863 | 1 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Quinn Daniel Campbell | 4528976 | 1 | 06/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sonji Rollins Tucker | 2994933 | 1 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 3 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Anthony Rosenberg | 1589322 | 2 | 10/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Dalton | 4918224 | 2 | 06/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 3 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Stanley Springer | 1627822 | 4 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Matuszkiewicz | 6045959 | 7 | 08/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Matuszkiewicz | 6045959 | 7 | 02/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |