Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lynn Armstrong | 4762752 | 2 | 06/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marley David Dallas | 7912807 | 1 | 05/10/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan Christopher Conley | 5684249 | 2 | 12/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan Christopher Conley | 5684249 | 2 | 06/28/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Byron Keith Crosby | 2158157 | 2 | 06/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franklin Krone Lentz | 1517542 | 2 | 05/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Wayne Thacker | 5722982 | 1 | 07/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Arthur Stueber | 2239272 | 3 | 06/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Naoki Nemoto | 2642611 | 1 | 04/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saralyn R Rickman | 2423742 | 2 | 07/17/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |