Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Steven Valavanis | 2453018 | 3 | 11/07/2022 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jason Steven Valavanis | 2453018 | 3 | 08/23/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Lofaso | 711251 | 2 | 03/21/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Shad Ray Ketcher | 2684383 | 1 | 01/06/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Rey Descalso | 4906080 | 1 | 12/20/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Malcolm Scott McKay | 2605922 | 5 | 11/26/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sean Michael Burr | 5035277 | 1 | 08/23/2021 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Alan Jeffery Kasser | 1212756 | 2 | 08/02/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Allyson Jo Trantum | 2896970 | 2 | 03/12/2021 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Tim Russell Gerds | 2651778 | 9 | 03/09/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |