Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Sue Gaylor | 1452113 | 2 | 01/04/2023 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 2 | 12/20/2022 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Garrett Gustav Engman | 6923344 | 1 | 12/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jason Steven Valavanis | 2453018 | 3 | 11/07/2022 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 2 | 11/01/2022 | Customer Dispute | Pending | $10,500,000.00 | $0.00 | See FINRA Report |
| Kyle James Luebeck | 5931863 | 1 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Steven Valavanis | 2453018 | 3 | 08/23/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Clifford Lynn Harro | 1965475 | 3 | 07/28/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Dianne Perry Odom | 3111823 | 3 | 07/14/2022 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Walter James Reyna | 1323478 | 2 | 07/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |