Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Sue Gaylor | 1452113 | 2 | 01/04/2023 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 2 | 12/20/2022 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Garrett Gustav Engman | 6923344 | 1 | 12/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 2 | 11/01/2022 | Customer Dispute | Pending | $10,500,000.00 | $0.00 | See FINRA Report |
| Walter James Reyna | 1323478 | 2 | 07/01/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Walter James Reyna | 1323478 | 2 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rebecca Sue Gaylor | 1452113 | 2 | 04/28/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mary Gene Wilcox | 2589120 | 1 | 04/28/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Angela Sue Granata | 1907590 | 1 | 01/24/2022 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Burton Ellis Carter | 1085739 | 2 | 12/21/2021 | Customer Dispute | Pending | $101,544.00 | $0.00 | See FINRA Report |