Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dorothea Sue Cole | 3208277 | 4 | 05/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Dennis Ian Barinaga | 1932496 | 4 | 01/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ramon Valdez | 2592276 | 12 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |