Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Richardson | 2774988 | 1 | 02/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Jack | 6894790 | 1 | 05/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Don Wesley Salter | 2218601 | 2 | 06/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allyson Jo Trantum | 2896970 | 2 | 02/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Mario Avila | 1816504 | 1 | 09/23/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Dalton | 4918224 | 2 | 05/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Louis Vaccaro | 5434168 | 5 | 04/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Louis Vaccaro | 5434168 | 5 | 04/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Ann Valant | 4849186 | 1 | 02/23/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barrington Darby Brower | 2144428 | 2 | 04/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |