Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Allen Mims | 1945590 | 5 | 04/22/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Allan Gordy Gordon Bohannon | 1132009 | 1 | 01/30/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| William Francis Forester | 4661109 | 2 | 03/02/2009 | Customer Dispute | Withdrawn | $135,083.00 | $0.00 | See FINRA Report |
| Kara Ann Dowers | 2618997 | 1 | 06/21/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Patrick Lee | 2552207 | 1 | 01/25/2007 | Customer Dispute | Withdrawn | $32,542.00 | $0.00 | See FINRA Report |
| Jeffrey J Castolene | 2149354 | 2 | 01/14/2000 | Customer Dispute | Withdrawn | $20,205.00 | $0.00 | See FINRA Report |