Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Rodriguez | 5896542 | 7 | 08/08/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sabina McWhinney | 6124492 | 1 | 05/12/2022 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Cassandra Cortez | 6613398 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Bryan Phillip Klingelhoets | 5423390 | 1 | 04/12/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Russell Jones | 1245462 | 4 | 03/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eddie Suarez | 2938893 | 1 | 02/09/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Angelito Calixto Eusebio | 2621212 | 1 | 09/15/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jorge Verdugo | 1796500 | 3 | 09/03/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michelle Newell | 6135113 | 1 | 04/24/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ashley Myles Upson | 5231420 | 2 | 10/09/2020 | Customer Dispute | Closed-No Action | $3,200.00 | $0.00 | See FINRA Report |