Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anne S Kies | 4989806 | 1 | 03/25/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Elizabeth Walcott Pinkston | 5974056 | 2 | 11/07/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kimberly Kendrick Morrow | 2872825 | 1 | 08/09/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Mark Evan Tangen | 3193834 | 1 | 04/20/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Sabina McWhinney | 6124492 | 1 | 05/12/2022 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
Cassandra Cortez | 6613398 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
Bryan Phillip Klingelhoets | 5423390 | 1 | 04/12/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
George Russell Jones | 1245462 | 1 | 03/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Eddie Suarez | 2938893 | 1 | 02/09/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Angelito Calixto Eusebio | 2621212 | 1 | 09/15/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |