Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yat Him Lo | 7091469 | 1 | 07/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Ann Schneider | 6910864 | 1 | 04/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Patrick Keane | 5632865 | 1 | 03/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeronimo Junior Santos | 5533977 | 2 | 11/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mojan Dadressan | 5728777 | 1 | 11/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sima Hassanzada Zahid | 4571182 | 1 | 08/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anna Aramouni | 6455058 | 1 | 07/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Maurice Jones | 4477291 | 1 | 05/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Basil Noel Najjar | 5297406 | 1 | 03/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tanesha Spratling | 6992232 | 2 | 10/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |