Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Llopis | 6473674 | 2 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kendrick Devon Widemon | 6946701 | 2 | 11/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ruthann Hermsen | 4947423 | 7 | 10/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sergio Rodriguez Magana | 3211829 | 2 | 10/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kendrick Devon Widemon | 6946701 | 2 | 10/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheila Marlene Chittams | 6985360 | 9 | 10/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jairo A Restrepo | 6459429 | 1 | 10/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Hardy | 6104839 | 2 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Regina Michelle Doby | 6892972 | 4 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bradley Dean Stokke | 4436226 | 2 | 09/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |