Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Monique Russell | 6274243 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Babatunde Abolarin | 2659399 | 1 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Darren Lamont Bryant | 2118852 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kwanyin Nixon | 7280066 | 2 | 08/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Shanon Gut | 5114104 | 1 | 08/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David M Reyes | 5330710 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Lee Helton | 7343056 | 4 | 07/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Lee Helton | 7343056 | 4 | 06/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Lee Helton | 7343056 | 4 | 06/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Lee Helton | 7343056 | 4 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |