Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Kennedy | 7279616 | 1 | 09/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tamaine Shanee Prince | 6874133 | 1 | 06/30/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Evens Dje Wells | 5783273 | 1 | 01/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonathan William Isaacs | 7648106 | 1 | 06/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tatiana Portugal | 7400296 | 1 | 03/16/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Devaughn Hines | 5863317 | 3 | 10/01/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jose Anthony Quinones | 1310742 | 2 | 06/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Angel Enrique Miranda | 6784243 | 1 | 03/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Celeste Guhl | 6581470 | 2 | 08/05/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Roosevelt Desir | 6141850 | 1 | 04/29/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |