Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Cahill | 6456350 | 2 | 01/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Daniel Johnson | 2469785 | 1 | 01/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander Lakatos | 7066078 | 1 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Dameron | 1641769 | 8 | 01/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 2 | 12/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Patrick Coleman | 5051918 | 1 | 12/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rocio Tovar Rodriguez | 5832113 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hardy | 6104839 | 2 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Llopis | 6473674 | 2 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Starkey | 6092069 | 2 | 11/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |