Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wendell G Ramirez de Arellano-Ortiz | 5349595 | 1 | 08/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darren Lamont Bryant | 2118852 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kwanyin Nixon | 7280066 | 2 | 08/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Ellis | 7533155 | 2 | 08/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wanda K Ellis | 7807210 | 1 | 08/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chonita Dae Rose | 7651092 | 2 | 08/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaun Uhrin | 7792773 | 2 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tatjana Janga | 5943281 | 1 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stuart D Berg | 2878187 | 1 | 07/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yenis Dennis Roberts | 7218933 | 3 | 07/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |