Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Oscar Pollmann | 2551674 | 1 | 09/27/2022 | Customer Dispute | Settled | $54,821.00 | $0.00 | See FINRA Report |
| Ernesto Arcos | 5172063 | 1 | 07/18/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Alvin Leroy Miller | 3248292 | 5 | 06/21/2022 | Customer Dispute | Settled | $17,275.20 | $0.00 | See FINRA Report |
| Eddie Espinoza | 5864799 | 1 | 05/13/2022 | Customer Dispute | Settled | $1,824.00 | $0.00 | See FINRA Report |
| Paul Chau Jiunn Shie | 2474913 | 1 | 04/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephanie Antina Lampley | 2008865 | 3 | 07/14/2021 | Customer Dispute | Settled | $5,709.00 | $0.00 | See FINRA Report |
| Calvin Franklin | 2496437 | 6 | 03/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vernon Morris Syverson | 2825693 | 1 | 03/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |