Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maneesh Gupta | 6701667 | 1 | 02/26/2024 | Customer Dispute | Settled | $17,869.60 | $0.00 | See FINRA Report |
| Jeffrey M Feldhusen | 5038237 | 1 | 01/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott David Dutton | 1969621 | 2 | 11/14/2023 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Ashley Myles Upson | 5231420 | 3 | 09/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Herman Nathaniel Hague | 2804356 | 1 | 04/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nick Jerry Therrien | 4468021 | 1 | 04/26/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Darwin Adolfo Morales | 6234761 | 1 | 03/10/2023 | Customer Dispute | Settled | $17,416.40 | $0.00 | See FINRA Report |
| Steven Nicholas Sacoolas | 2404253 | 1 | 03/07/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gray | 3223176 | 3 | 02/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juvenal Rodrigues Gaspar | 2051498 | 2 | 02/12/2023 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |