Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janete Magalli Rivera-Michel | 5754050 | 1 | 08/23/2024 | Customer Dispute | Pending | $1,900,000.00 | $0.00 | See FINRA Report |
| Brett Alexander Wooten | 5928719 | 1 | 08/20/2024 | Customer Dispute | Pending | $365,000.00 | $0.00 | See FINRA Report |
| Amy Lorain Peek | 5913114 | 1 | 08/13/2024 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
| Brian Keith Nelson | 5779195 | 3 | 06/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anne S Kies | 4989806 | 1 | 03/25/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lisa Miyo Broughton | 2595215 | 1 | 03/13/2024 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Cornelius Lee Painter | 2543484 | 4 | 03/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maneesh Gupta | 6701667 | 1 | 02/26/2024 | Customer Dispute | Settled | $17,869.60 | $0.00 | See FINRA Report |
| Jeffrey M Feldhusen | 5038237 | 1 | 01/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott David Dutton | 1969621 | 2 | 11/14/2023 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |