Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Burrows | 2622078 | 7 | 08/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Harold Stumbo | 1505092 | 5 | 08/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly S Ferolino | 5706954 | 2 | 08/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly S Ferolino | 5706954 | 2 | 08/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Curtis Lester | 6101813 | 1 | 08/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karina Carmen Silva | 6986645 | 1 | 08/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karina Jimenez | 6766690 | 4 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Cecilia Benitez | 2188738 | 1 | 07/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donta Theodore Thomas | 6681510 | 2 | 07/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Sharon Lundie | 2448891 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |