Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kennedy | 7279616 | 1 | 09/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evens Dje Wells | 5783273 | 1 | 01/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan William Isaacs | 7648106 | 1 | 06/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tatiana Portugal | 7400296 | 1 | 03/16/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Devaughn Hines | 5863317 | 3 | 10/01/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Anthony Quinones | 1310742 | 2 | 06/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angel Enrique Miranda | 6784243 | 1 | 03/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Celeste Guhl | 6581470 | 2 | 08/05/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roosevelt Desir | 6141850 | 1 | 04/29/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Garza | 7215891 | 1 | 04/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |