Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rockline Christelle Noyer Ngu | 7796332 | 1 | 02/14/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maribel Veloso Gudat | 6888797 | 1 | 12/06/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Dean Frederking | 2571399 | 1 | 08/10/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adelino Manuel Marcal | 5773663 | 1 | 08/09/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Kennedy | 7279616 | 1 | 09/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evens Dje Wells | 5783273 | 1 | 01/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan William Isaacs | 7648106 | 1 | 06/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tatiana Portugal | 7400296 | 1 | 03/16/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Chaffee | 7667279 | 2 | 02/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Anthony Quinones | 1310742 | 2 | 06/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |