Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monique Russell | 6274243 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Babatunde Abolarin | 2659399 | 1 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shanon Gut | 5114104 | 1 | 08/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David M Reyes | 5330710 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 07/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Lawrence | 7715490 | 1 | 02/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Towey | 1175708 | 2 | 10/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phil Donahue | 1206346 | 4 | 06/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Jasper Norton | 4662779 | 1 | 04/19/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Eugene Norton | 1765551 | 3 | 04/03/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |