Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Dean Stokke | 4436226 | 2 | 09/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phil Donahue | 1206346 | 2 | 08/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Seal | 2776132 | 4 | 04/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Edward Perry | 2163879 | 22 | 01/19/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Batalla | 4140971 | 2 | 11/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Christine Reed | 5861334 | 4 | 07/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trina N Lamb | 2174068 | 3 | 11/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jamal Richmond | 6313832 | 1 | 10/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William May | 6383279 | 1 | 06/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tory Deandre Hunter | 6342430 | 6 | 04/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |