Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monique Russell | 6274243 | 1 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Babatunde Abolarin | 2659399 | 1 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Burrows | 2622078 | 7 | 08/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendell G Ramirez de Arellano-Ortiz | 5349595 | 1 | 08/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darren Lamont Bryant | 2118852 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kwanyin Nixon | 7280066 | 2 | 08/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Harold Stumbo | 1505092 | 5 | 08/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shanon Gut | 5114104 | 1 | 08/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly S Ferolino | 5706954 | 2 | 08/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly S Ferolino | 5706954 | 2 | 08/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |