Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Alan Chatoff | 4638923 | 1 | 08/20/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Alan Farrar | 2491805 | 1 | 08/17/2022 | Customer Dispute | Denied | $30,434.50 | $0.00 | See FINRA Report |
| Mojtaba Thomas Aminikharrazi | 2046680 | 2 | 07/11/2022 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 05/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Crandall Craigen | 5650639 | 2 | 05/07/2020 | Customer Dispute | Denied | $112,545.00 | $0.00 | See FINRA Report |
| James Ellis Netherland | 1614026 | 1 | 06/04/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dhruba Raj Giri | 5777452 | 2 | 05/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Huggins | 1202276 | 2 | 05/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aletha Anne Farrell | 3203600 | 3 | 03/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Henry Devine | 2511132 | 1 | 01/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |