Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cornelius Lee Painter | 2543484 | 4 | 03/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Pamela Anne Trone | 5113553 | 1 | 09/08/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Harold Ray Caldwell | 6061663 | 1 | 04/25/2023 | Customer Dispute | Denied | $15,845.50 | $0.00 | See FINRA Report |
Charles A Negrete | 4369651 | 1 | 03/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Phillip Alan Chatoff | 4638923 | 1 | 08/20/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Robert Alan Farrar | 2491805 | 1 | 08/17/2022 | Customer Dispute | Denied | $30,434.50 | $0.00 | See FINRA Report |
Mojtaba Thomas Aminikharrazi | 2046680 | 2 | 07/11/2022 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
Deepak R Shah | 2503014 | 6 | 05/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Crandall Craigen | 5650639 | 2 | 05/07/2020 | Customer Dispute | Denied | $112,545.00 | $0.00 | See FINRA Report |
Dhruba Raj Giri | 5777452 | 2 | 05/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |