06-00299 | 09/12/2007 | Claimant(s): Tango Fashions Trading, Ltd. Claimant Lawyers(s): David H. Fromm Respondent(s): Jon Lee Respondent Lawyers(s): Jon Lee Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan Hearing Site: New York, NY
| | $0 |
99-03196 | 09/12/2007 | Claimant(s): Estate of Edward A. Cantor Claimant Lawyers(s): Michael M. Cantor Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co. Respondent Lawyers(s): Matthew Farley Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger Hearing Site: New York, NY
| | $0 |
06-03414 | 09/11/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Danny Kiick Respondent Lawyers(s): Danny Lee Kiick Arbitrator(s): William C. Mallery Hearing Site: San Francisco, CA
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07-00061 | 09/11/2007 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Natalie C. Edie Respondent(s): Eric Betancourt Respondent Lawyers(s): Eric Matthew Betancourt Arbitrator(s): Michael E. Olney Hearing Site: New York, NY
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06-02580 | 09/11/2007 | Claimant(s): Sheldon P. Spitz, TTEE, SOL Spitz CO. Claimant Lawyers(s): Seth Muraskin Respondent(s): Jeffrey Harriton, Timecaptial Securities Corporation Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Richard W Berenger, Jacob Aschkenasy, Larry Kars Hearing Site: New York, NY
| | $0 |
07-00210 | 09/11/2007 | Claimant(s): Thomas Woolman Claimant Lawyers(s): Thomas A. Woolman Respondent(s): USAA Investment Management Company Respondent Lawyers(s): Dennis A. Nowak Arbitrator(s): W. Reece Bader, Maurice R. Dunie, Egon Guttman Hearing Site: Washington, DC
| | $0 |
06-02960 | 09/10/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site:
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06-04375 | 09/10/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Davis Estes Respondent Lawyers(s): Davis Allen Estes Arbitrator(s): Clarence Jordan Ball, C. Gregory Ellison, Christian Peter Cimmino Hearing Site: Richmond, VA
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07-00333 | 09/10/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jerad Rissler Respondent(s): Jason Blum Respondent Lawyers(s): Jason H. Blum Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow Hearing Site: Boca Raton, FL
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06-04726 | 09/10/2007 | Claimant(s): Joan Graen, Dr. George B. Graen Claimant Lawyers(s): George B. Graen, Joan A. Graen Respondent(s): Laura Dishman, TIAA-CREF Ind. & Inst. Services Respondent Lawyers(s): Carranza M. Pryor, Gary P. Barket Arbitrator(s): Sam T. Heuer Hearing Site: Little Rock, AR
| | $4,307 |