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FINRA Awards for Daniel Fais

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0253810/31/2007Claimant(s): Bernard McDaniel
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Daniel Fais, Kevin Murphy, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Timothy F. Shanahan
Hearing Site: Boston, MA
Checkmark IconStipulated Award and Expungement

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