07-01404 | 12/10/2007 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jamie B. Kennedy Respondent(s): Stephen Stroud Respondent Lawyers(s): Stephen D. Stroud Arbitrator(s): John Michael Watson Hearing Site: Houston, TX
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05-05647 | 12/10/2007 | Claimant(s): Ann Rofer, Mario Rofer Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Anthony Russo, A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Curtis H. Baer, Howard B. Brown, Frank L. Wolf Hearing Site: Los Angeles, CA
| | $130,600 |
06-03917 | 12/10/2007 | Claimant(s): Norman Miller, Pauline Miller, Miller Family Foundation, Miller Charitable Remainder Trust, Miller Revocable Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Bruce Graham, John Walthall, B.B. Graham & Company. Respondent Lawyers(s): John P. Cleary, Thomas C. Frost Arbitrator(s): Dean Schneider, Robert C. Albini, Marvin Eugene Levin Hearing Site: Los Angeles, CA
| | $243,377 |
06-04865 | 12/10/2007 | Claimant(s): Kenneth Fitzpatrick Claimant Lawyers(s): Kenneth J. Fitzpatrick Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Donald P. Wray Arbitrator(s): Lewis R. Jaffe, George Reath, Neale Clark Bringhurst Hearing Site: Philadelphia, PA
| | $0 |
05-02206 | 12/07/2007 | Claimant(s): Phillip Mottini, Tim Smith Claimant Lawyers(s): Robin K. Perkins Respondent(s): Bernard Bunning Respondent Lawyers(s): Paul L. Cass Arbitrator(s): Joseph A. Lasky, Robert A. Bleicher, Gerald Joseph Wilfley Hearing Site: San Francisco, CA
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05-06450 | 12/07/2007 | Claimant(s): Ronald Goldman Claimant Lawyers(s): William R. Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): G. Thomas Fleming, Sheryl Skibbie Arbitrator(s): Donald S. Simons, Robert S. Fash, Robert E. Jenks Hearing Site: Los Angeles, CA
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06-02294 | 12/07/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Peter K. and Amy M. Barrett Respondent Lawyers(s): Peter K. Barrett Arbitrator(s): Marshall Passman, David L. Ruderman, Kermit C. Zieg Hearing Site: Washington, DC
| | $0 |
07-01660 | 12/07/2007 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Sam Aaron and Erika M. Adams Respondent Lawyers(s): Sam Aaron Arbitrator(s): Richard E. Keefe Hearing Site: Seattle, WA
| | $0 |
05-02643 | 12/07/2007 | Claimant(s): Diana Lackey, Richard Lackey, The Lackey Family Trust Claimant Lawyers(s): Diana L. Lackey, Richard Lackey Respondent(s): James Ahern, Casimir Capital L.P. Respondent Lawyers(s): Sameer Rastogi Arbitrator(s): Phillip Lee Scheldt, John Courtade, Preston Deaton Rigsby Hearing Site: Dallas, TX
| | $98,719 |
06-03985 | 12/07/2007 | Claimant(s): Edward Steves Claimant Lawyers(s): Edward L. Steves Respondent(s): Chad Curtis Respondent Lawyers(s): Chad Austin Curtis Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
| | $3,103 |