| 07-01054 | 05/05/2008 | Claimant(s): Andrea Mears
Claimant Lawyers(s): Andrea Diane Mears
Respondent(s): Bud Nicol
Respondent Lawyers(s): Stephanie L. Knott
Arbitrator(s): Linda Fairchild, Benjamin E. Fisher, Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 06-00085 | 05/05/2008 | Claimant(s): Roger Hanson
Claimant Lawyers(s): Jordan K. Atzoff
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John W. Parker, Martin Perlberger, Henry Marris Wollman
Hearing Site: Los Angeles, CA
|  | $775,012 |
| 07-00107 | 05/02/2008 | Claimant(s): Edward Satlin, Micah Scheinberg
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen
Hearing Site: Los Angeles, CA
| | |
| 07-01618 | 05/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Ryan P. Smith
Respondent(s): Roderick Brown
Respondent Lawyers(s): Roderick L. Brown
Arbitrator(s): Daniel W. Desmond, Linda A. Allen, David P. McDuffee
Hearing Site: Raleigh, NC
| | |
| 07-03200 | 05/02/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 05-04849 | 05/02/2008 | Claimant(s): Donna Wilson, Lavonia Trimble, Madron Wilson, Rick Wilson, Ruth Attaway, Tim Wilson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): John Conroy, Kevin Brennan, Robert Marcus, Benson York Group.
Respondent Lawyers(s): Charles M. O'Rourke, John J. Conroy, President, Robert Joseph Marcus
Arbitrator(s): Don M. Bieger, W. William Harness, Samuel Appel
Hearing Site: Birmingham, AL
| | $319,894 |
| 06-03335 | 05/02/2008 | Claimant(s): Joseph McDonald
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Frederick S. Duncan, Bobby M. Harges, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $7,725 |
| 07-00911 | 05/01/2008 | Claimant(s): C. Buonassisi
Claimant Lawyers(s): Patrick J Burns
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ben W. White
Arbitrator(s): Herb Schwartz, Colleen C. Hammer, Timothy P. Bogan
Hearing Site: San Francisco, CA
| | |
| 96-03667 | 05/01/2008 | Claimant(s): Robert Campbell
Claimant Lawyers(s): Mary Campbell
Respondent(s): Andrew Skidmore, First Metropolitan Securities Inc.
Respondent Lawyers(s): Andrew C. Skidmore, William Goble
Arbitrator(s): Ed Gartenberg, David J. Brotman, Cynthia Ann Higgins
Hearing Site: Los Angeles, CA
| | $18,250 |
| 06-04674 | 05/01/2008 | Claimant(s): Concetta Dimare
Claimant Lawyers(s): Lonnie K. Martens
Respondent(s): Rafael Golan
Respondent Lawyers(s): Nicholas J. Taldone
Arbitrator(s): Bernard A. Becker, Robert M. Schwedel, Harvey Russell Preston
Hearing Site: Boca Raton, FL
| | $0 |
