| 08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez
Claimant Lawyers(s): Jorge Gonzalez
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
|  | $0 |
| 07-02910 | 06/06/2008 | Claimant(s): Howard Yee
Claimant Lawyers(s): Alan E. Wolin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Barry Feiden, Camille S. Cooper, Randolph Guggenheimer
Hearing Site: New York, NY
| | |
| 07-03174 | 06/06/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Antonio Tremino
Respondent Lawyers(s): Antonio Tremino
Arbitrator(s): John Daly
Hearing Site: New York, NY
| | $0 |
| 07-02238 | 06/06/2008 | Claimant(s): Rachel Becker
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group.
Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | $19,590 |
| 07-02955 | 06/03/2008 | Claimant(s): Valentine Valuca
Claimant Lawyers(s): Valentine Valuca
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Reid R. Broda
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
| | |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
| 06-02602 | 05/22/2008 | Claimant(s): James Parascandola
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Barclays Capital.
Respondent Lawyers(s): Nicolas Bourtin
Arbitrator(s): John J. Lynch, Ivan W. Harper, David Kramer
Hearing Site: New York, NY
| | |
| 07-01140 | 05/21/2008 | Claimant(s): Stephen Brooks
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Merrill Lynch Investment Managers LP
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Richard W. Cutler, Molly Klapper, Jerome Martin Pustilnik
Hearing Site: New York, NY
| | |
| 07-01902 | 05/21/2008 | Claimant(s): Jeffrey Mann, Paul Umansky, UMann Fund Management
Claimant Lawyers(s): Jeffrey Mann, Paul J. Umansky
Respondent(s): Triumph Global Securities, LTD
Respondent Lawyers(s): Alfred Ferrer
Arbitrator(s): Frank Muller, Peter A. Goldman, David Mark Sobel
Hearing Site: New York, NY
| | |
| 07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica.
Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino
Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
