| 22-02058 | 05/24/2023 | Claimant(s): Rodrigo Jolig
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Keely D. Parr, Kellisia Hazlewood, Rick Rutman
Hearing Site: New York, NY
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| 22-02376 | 05/24/2023 | Claimant(s): Rajiv Sharma
Claimant Lawyers(s): Rajiv Narendrakumar Sharma
Respondent(s): Melissa Campbell
Respondent Lawyers(s): Melissa Leigh Campbell
Arbitrator(s): Susan C Lushing, April D. Bowie, Michael J. Perinelli
Hearing Site: New York, NY
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| 23-00020 | 05/24/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Samuel Girgiss
Respondent Lawyers(s): Samuel Girgiss
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 22-02256 | 05/23/2023 | Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY
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| 22-02519 | 05/23/2023 | Claimant(s): Isaac Schlesinger, Isaac Schlesinger Roth IRA
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
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| 23-00568 | 05/19/2023 | Claimant(s): Nancy Matta
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 21-01534 | 05/18/2023 | Claimant(s): Raymond Potter
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Leslie Ruth Nydick, Thomas M. Madden, Rick Rutman
Hearing Site: New York, NY
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| 22-02739 | 05/18/2023 | Claimant(s): Michael Orr
Claimant Lawyers(s): Michael Orr
Respondent(s): Laurence Allen, Michael Schunk, Nyppex
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
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| 22-02677 | 05/17/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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| 22-01027 | 05/12/2023 | Claimant(s): Daniel Dong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ernst & Young Capital Advisors
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
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