20-00965 | 11/05/2024 | Claimant(s): Anthony Vasaturo Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): Barry Steven Port, Brian John Gallagher, Ai Ling Zhou Hearing Site: New York, NY
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23-00431 | 11/04/2024 | Claimant(s): Douglas Collins, Marie Collins Claimant Lawyers(s): Noam Greenspan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Daniel R. Korb Jr. Arbitrator(s): Anna M. Fanelli, Edward Carrasco, Kevin Kanesaka Hearing Site: New York, NY
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24-00851 | 10/30/2024 | Claimant(s): Jasmine Abouzied Claimant Lawyers(s): Michael A. Gross Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson A. Terrell Arbitrator(s): Stuart Sinai, Peter A. Goldman, Jane C. Carney Hearing Site: New York, NY
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23-03396 | 10/30/2024 | Claimant(s): Daniel Michalow Claimant Lawyers(s): Thomas A. Clare Respondent(s): D.E. Shaw & Co., L.P. Respondent Lawyers(s): Terri L. Chase Arbitrator(s): Marcia L. Adelson, Linda J. Baer, Nancy Marie Thevenin Hearing Site: New York, NY
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23-01536 | 10/25/2024 | Claimant(s): Hector Crespo Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
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24-01613 | 10/24/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Laurence Rollins Respondent Lawyers(s): Laurence Charles Rollins Arbitrator(s): Ann C. Northern Hearing Site: New York, NY
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23-02908 | 10/24/2024 | Claimant(s): Anthony Buono, Michael Burkoff Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joseph W. Lodato, Veera V. Konka, Ellyn S. Roth Hearing Site: New York, NY
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23-02144 | 10/24/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Frank J. Cuccio Respondent(s): Linda Borst Respondent Lawyers(s): Matthew J. Klieger Arbitrator(s): Edward W. Morris, Lorrie E Whitfield, Miki Herrick Hearing Site: New York, NY
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23-00013 | 10/21/2024 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Kyle Manning Respondent Lawyers(s): Kyle Manning Arbitrator(s): Zung T. Nguyen, Noah Jonathan Hanft, Maurice Robinson Hearing Site: New York, NY
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23-01092 | 10/18/2024 | Claimant(s): Dale Duchscherer Claimant Lawyers(s): Brandon Dei Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Craig A. Riha Arbitrator(s): Steven A. Harris, Michael S. Lazan, Cheung David Chhieng Hearing Site: New York, NY
| | $0 |