| 20-02154 | 01/26/2021 | Claimant(s): James Regitz Jr.
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 20-01047 | 01/25/2021 | Claimant(s): Ralph Adamo
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
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| 20-01015 | 12/17/2020 | Claimant(s): Richard Braverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
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| 20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Kerri L. Delgado
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James Noblett
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
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| 20-00211 | 06/08/2020 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Hergert
Respondent Lawyers(s): Charles H. Peckham
Arbitrator(s): Jude A Smith
Hearing Site: Houston, TX
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| 19-01174 | 03/25/2020 | Claimant(s): Stanley Keyes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kovack Securities Inc, FSC Securities Corporation
Respondent Lawyers(s): Amy S. Towle, James V. Noblett
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA
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| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 18-02905 | 06/18/2019 | Claimant(s): Alfred Matarazzo
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
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