| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX
| | |
| 17-02748 | 01/22/2019 | Claimant(s): Charles Werckenthien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Casey M. Stevenson
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
| | |
| 18-01080 | 12/12/2018 | Claimant(s): Jeremy Paul
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., National Planning Corporation, Walnut Street Securities.
Respondent Lawyers(s): Christina Vourakis, David I. Hantman, Scott Forbush
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 18-00160 | 09/21/2018 | Claimant(s): Mary Abbott
Claimant Lawyers(s): Melissa Abbott
Respondent(s): Casey Broach, National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
|  | $14,000 |
| 17-02666 | 08/31/2018 | Claimant(s): James Steinbrenner
Claimant Lawyers(s): David A Genelly
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Rody P. Biggert, Bryan K. Nestor, Danielle Lea Carne
Hearing Site: Milwaukee, WI
| | |
| 17-02400 | 06/29/2018 | Claimant(s): Michael Allard
Claimant Lawyers(s): Armin Sarabi
Respondent(s): LPL Financial LLC, National Planning Corporation
Respondent Lawyers(s): Jon D. Kaplon, Scott R. Forbush
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 17-02375 | 03/26/2018 | Claimant(s): Brad Stark
Claimant Lawyers(s): Chad Weaver
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kirtley M. Thiesmeyer, Joseph L. Hagan, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
| | |
| 17-01545 | 02/01/2018 | Claimant(s): George Melbrod, Scott Melbrod
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Gunnar Thowsen, Herbert Liberman, Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | |
| 17-00405 | 01/12/2018 | Claimant(s): Daniel Ahmad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, QA3 Financial Corp.
Respondent Lawyers(s): Chad Weaver, Stephen K. Wild
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | |
