| 11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad
Hearing Site: New York, NY
| | |
| 10-01216 | 07/19/2012 | Claimant(s): Linda Eydt
Claimant Lawyers(s): James C. Cifelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Michael J. Ahlstrom, Joyce F. Glucksman, Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 10-05426 | 09/23/2011 | Claimant(s): Douglas Woodham
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin L. Feinberg, Carole R. Bernstein, David Serko
Hearing Site: New York, NY
| | |
| 09-04721 | 05/27/2011 | Claimant(s): Guy Abbanat
Claimant Lawyers(s): James R. Hubbard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): G. Robert Abrams, Lawrence M. Green, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 09-02619 | 07/22/2010 | Claimant(s): Matthew Weisberg
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): John R. Main, Harvey Frank, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 08-00123 | 04/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): J. Michael Riordan
Respondent(s): Joseph Delaura
Respondent Lawyers(s): Barry R. Lax
Arbitrator(s): Douglas John Baumann, Norman Kass, Robert Alan Mayer
Hearing Site: Newark, NJ
| | |
| 08-00921 | 12/23/2008 | Claimant(s): James Derosa
Claimant Lawyers(s): Edward F. Broderick
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch
Hearing Site: New York, NY
| | |
| 06-04084 | 02/25/2008 | Claimant(s): Roy Budd
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt
Hearing Site: New York, NY
| | |
| 06-00120 | 11/12/2007 | Claimant(s): Timothy Cappadona
Claimant Lawyers(s): Samuel L. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Sheldon M. Finkelstein, Jeffrey Alan Helewitz, Dwight Wassong
Hearing Site: Newark, NJ
| | |
