| 11-04540 | 06/05/2013 | Claimant(s): Harry Jaffe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Edward Baer, Martin H. Zern, Cheryl H. Agris
Hearing Site: New York, NY
| | |
| 09-05785 | 05/17/2011 | Claimant(s): Charles Stokes, Mary Stokes
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): George J. Marshall, Roland M. Cavalier, Cheryl H. Agris
Hearing Site: Albany, NY
|  | Expungement |
| 10-00328 | 04/19/2011 | Claimant(s): World-Wide Sports Promotion, Ltd
Claimant Lawyers(s): Steven Michael Schwartz
Respondent(s): Ameriprise Financial Services., Jared Cohen
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
| 08-01786 | 06/10/2009 | Claimant(s): Radhakrishnan Nair
Claimant Lawyers(s): Radhakrishnan Nair
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): E. Andre Velez
Arbitrator(s): Cheryl H. Agris, Mary Elizabeth Satran, Eileen Devaney Leo
Hearing Site: Hartford, CT
| | |
| 07-03474 | 10/20/2008 | Claimant(s): Alan Lehman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Howard Corum, Chicago Investment Group
Respondent Lawyers(s): Elizabeth Neugent Dixon
Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris
Hearing Site: New York, NY
| | $155,000 |
| 07-00924 | 11/19/2007 | Claimant(s): The Frank Family Limited Partnership
Claimant Lawyers(s): Steven Frank
Respondent(s): Young, Stovall and Company
Respondent Lawyers(s): Maria Flynn, Senior Vice President
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $9,337 |
