Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors. Claimant Lawyers(s): Brian J Palmeri Respondent(s): John Arnold Respondent Lawyers(s): John Richard Arnold Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 18-03048 | 11/03/2020 | Claimant(s): Julia Iunker Claimant Lawyers(s): Joshua Kons Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Peter H. Daly, David E. Crowe, Coradella E. Hartje Hearing Site: Seattle, WA | ||
| 20-00131 | 10/29/2020 | Claimant(s): Matthew Bumstead Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 20-00905 | 10/29/2020 | Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 20-00626 | 09/18/2020 | Claimant(s): Robert Dainard Claimant Lawyers(s): Adam C Pollet Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meaghan M. Gandy Arbitrator(s): David William Hickman, Kenneth James Pedersen, David E. Crowe Hearing Site: Seattle, WA | ||
| 19-03610 | 08/19/2020 | Claimant(s): Susan Lawrence Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA | ||
| 19-03453 | 07/10/2020 | Claimant(s): Kevin Pentz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 19-02515 | 05/27/2020 | Claimant(s): Heather Lewis Claimant Lawyers(s): Trent M Latta Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Joseph C. Roberts, Robert E. Meston, Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 19-03204 | 03/18/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Christopher Canorro Respondent Lawyers(s): Christopher Paul Canorro Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 19-02015 | 03/17/2020 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): J. Scott Pritchard Respondent(s): Karin Berkholtz Respondent Lawyers(s): Karin Berkholtz Arbitrator(s): Jonathan W. Kaiser, James F. Zotter, Donald H. Mullins Hearing Site: Seattle, WA |  | $418,600 |