Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 21-03043 | 12/28/2022 | Claimant(s): John Baldeck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 21-02008 | 12/16/2022 | Claimant(s): Beau Crabill Claimant Lawyers(s): Philip Vujanov Respondent(s): Sean Casterline, Delta Securities Company Respondent Lawyers(s): Chelsea Bauer, K. Michael Swann Arbitrator(s): Katherine Hendricks, Adrian Martinez Madrone, Riya Kuo Hearing Site: Seattle, WA |  | Expungement |
| 22-00953 | 12/09/2022 | Claimant(s): Anuphong Sivatitikul, Sukanya Thudsuan Claimant Lawyers(s): David Neuman Respondent(s): Narongdej Jaroensabphayanont Respondent Lawyers(s): Narongdej Jaroensabphayanont Arbitrator(s): Mark Lee Haggard Hearing Site: Seattle, WA | | $53,768 |
| 21-02227 | 11/22/2022 | Claimant(s): Erin Reeve Claimant Lawyers(s): Isaac Ruiz Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC Respondent Lawyers(s): Lisanne M. Butterfield Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail Hearing Site: Seattle, WA | ||
| 21-02933 | 10/14/2022 | Claimant(s): Li Lin Rood, Richard Rood Claimant Lawyers(s): Li Lin Rood Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Elwood C. Avery Hearing Site: Seattle, WA | | $0 |
| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA | ||
| 21-02854 | 09/07/2022 | Claimant(s): Arash Ghayoori Claimant Lawyers(s): Alexander Darr Respondent(s): Clear Street LLC Respondent Lawyers(s): Scott Gutmanstein Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | | $35 |
| 21-03114 | 09/01/2022 | Claimant(s): Gary Meagher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 20-03966 | 08/11/2022 | Claimant(s): Carol Howard Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): Titan Securities Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Robert M Stein, Elwood C. Avery, Stephany Adriene Watson Hearing Site: Seattle, WA | | Expungement |