| 15-03047 | 05/09/2016 | Claimant(s): Michele Kief
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
| | |
| 13-02831 | 05/26/2015 | Claimant(s): Joyce Mayzell
Claimant Lawyers(s): Kenneth Alan Eisner
Respondent(s): Morgan Stanley, Russell Bassett
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Andrea R. Jacobs, Robert G. Geeseman
Hearing Site: Boca Raton, FL
|  | Expungement |
| 13-01227 | 05/22/2015 | Claimant(s): Michael S. Shaw IRA Rollover
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrea M. Greene
Arbitrator(s): Herbert Branitsky, David I. Stern, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00170 | 05/19/2015 | Claimant(s): Juan Rosado
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR
Respondent Lawyers(s): Bradley B. Rounsaville, Roberto Quinones
Arbitrator(s): Ron Pekoe, Robert H. Putnam, Herbert Branitsky
Hearing Site: San Juan, PR
| | $1,000,000 |
| 13-00764 | 02/12/2015 | Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $547,432 |
| 14-01767 | 12/18/2014 | Claimant(s): Emily Nichols
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jerome A. Pivnik, Herbert Branitsky, Jezabel Llorente
Hearing Site: Miami, FL
| | Expungement |
| 12-03245 | 12/05/2014 | Claimant(s): Robert Schneider, RBB
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi, Senior Counsel
Arbitrator(s): Carl Shechter, Don R. Harris, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03710 | 07/29/2013 | Claimant(s): John Smith
Claimant Lawyers(s): John Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Stephen R. Facella
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-02041 | 05/24/2013 | Claimant(s): Judith Gardiner, Judith Gardiner Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Linda M. Granata, Herbert Branitsky, Harris Gally
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-00278 | 04/25/2013 | Claimant(s): Marc Brody
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Myron E. Levenson, Herbert Branitsky, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
