| 05-02755 | 01/23/2008 | Claimant(s): Eden Ginn UGMA/PA, Michael Ginn, IRA, Alison and Michael Ginn, Michael Ginn DDS PC Pension Plan, Michael Ginn Profit Sharing Plan
Claimant Lawyers(s): Sidney L. Gold
Respondent(s): Morgan Stanley DW Inc., Marque Cohen, Dean Witter Reynolds Inc., Morgan Stanley Dean Witter & Co
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Edward T. Borer, Robert F. Sanville, Richard E. Lerner
Hearing Site: Philadelphia, PA
|  | Stipulated Award and Expungement |
| 03-06469 | 01/17/2008 | Claimant(s): James A. Manganiello & Wanda Stevens
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Domenic Kalil, Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Howard I. Wilgoren, Sharon L. Monroe, Sylvia E. Green
Hearing Site: Boston, MA
| | Stipulated Award and Expungement |
| 07-02249 | 01/17/2008 | Claimant(s): Kenneth Hughes
Claimant Lawyers(s): Russell Waxman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Mark M. Mercier, Richard Hoffman, Charlotte F. Abington
Hearing Site: Tampa, FL
| | $0 |
| 06-02162 | 01/15/2008 | Claimant(s): Donald P. McAdams Rev/Int Trust, Donna McAdams Rev/Int Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): David E. Scott, Jeffrey Caleb Etter, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $31,149 |
| 03-06262 | 01/14/2008 | Claimant(s): Corene Barr, Richard A. Barr, Corene and Richard Barr
Claimant Lawyers(s): Richard A. Barr
Respondent(s): Gary Allen, Morgan Stanley DW Inc.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Jon A. Bostrom, Ernest L. Burnside, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01028 | 12/31/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Paganelli
Respondent Lawyers(s): Richard J. Paganelli
Arbitrator(s): Peter Schneider, Catherine R. McClellan, Kenneth I. Daniels
Hearing Site: Atlanta, GA
| | |
| 07-01027 | 12/21/2007 | Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
| | $0 |
| 06-04213 | 12/05/2007 | Claimant(s): Salvador Marroquin
Claimant Lawyers(s): Matthew J. Pero
Respondent(s): Isidoro Miramontes, Morgan Stanley DW Inc.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip W. Burge, Herbert Murez, Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | Expungement |
| 07-00582 | 11/27/2007 | Claimant(s): Laura Hammond, Michael Hammond, Sports Etc II. Profit Sharing
Claimant Lawyers(s): Michael F. Hammond
Respondent(s): David Sidwell, John Riley, Morgan Stanley DW Inc., Citigroup Global Markets
Respondent Lawyers(s): Raul Sanchez, Susan Poder MacFarlane
Arbitrator(s): Byron Alexander Menides, Edward Joseph Boudreau, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 05-06247 | 11/26/2007 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Dale Johnson, James Tallant, John Pennington, Keith Shahan, Morgan Stanley DW Inc., Samuel Sloane, Susan Stroud
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Simeon R. Trotter, Malcolm W. Clarrissimeaux, Ted Martin Akin
Hearing Site: Dallas, TX
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