| 13-00158 | 07/11/2014 | Claimant(s): Estate of Dr. John Wilkinson, MD, Estate of Regina Wilkinson
Claimant Lawyers(s): William H. Oliver
Respondent(s): Norma Kresta, BBVA Compass Insurance Agency., BBVA Compass Investment Solutions.
Respondent Lawyers(s): Brannon C. Dillard, Sarah Santos
Arbitrator(s): Bertrand C. Moser, Philip I. McConnell, Pamela Marcell Carroll
Hearing Site: Houston, TX
|  | $123,321 |
| 12-02904 | 06/16/2014 | Claimant(s): Barbara Minahan, JLM Partnership
Claimant Lawyers(s): Augustine Rivera
Respondent(s): Charles Wilde, UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Thomas D. Nagle, Malcolm Edwin Whittaker, Cory Steven Fein
Hearing Site: Houston, TX
| | Expungement |
| 12-04089 | 06/06/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Royce Simpson
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Selenne Calhamer, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
| | |
| 12-01527 | 05/05/2014 | Claimant(s): Robert Garrison
Claimant Lawyers(s): Jacks C. Nickens
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Steve R. Neuman, Walter F. Schleyer, Charles E. Munson
Hearing Site: Houston, TX
| | |
| 13-02325 | 04/23/2014 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Reid
Respondent(s): Marlon Gagni
Respondent Lawyers(s): Marlon Winston Gagni
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | |
| 13-02109 | 03/26/2014 | Claimant(s): James Dickson, Margery Dickson
Claimant Lawyers(s): James Boanerges
Respondent(s): Golden Beneficial Securities Corporation
Respondent Lawyers(s): Sean Leidelmeyer, CEO
Arbitrator(s): Richard F. Dole, Jeff Kilgore, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $2,497,700 |
| 13-01372 | 03/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jaime Morales
Respondent Lawyers(s): Jaime Morales
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | |
| 13-00983 | 03/07/2014 | Claimant(s): Gary Wolf
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Prudential Annuities Distributors, SII Investments.
Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
| | |
| 12-02742 | 02/14/2014 | Claimant(s): Cheryl Duncan, Robert Duncan, Genesis Today.
Claimant Lawyers(s): Ernest W. Boyd
Respondent(s): William Leighton, Law Office of William Leighton PLLC, Leighton & Brantley PLLC
Respondent Lawyers(s): Michael B. Johnson
Arbitrator(s): David G. Beerbower, Leonard J. Sullivan, Bertrand C. Moser
Hearing Site: Houston, TX
| | $75,000 |
| 12-01755 | 01/30/2014 | Claimant(s): James Robertson
Claimant Lawyers(s): Mike Aduddell
Respondent(s): James Fulp, Jamie Kosharek, John Houston, Leslie Reese, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan, Michael Y. Lin
Arbitrator(s): Donald K. Eckhardt, Robert Dan Sherrill, Joseph Anthony Slechta
Hearing Site: Houston, TX
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