Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02183 | 01/22/2021 | Claimant(s): Michael Kentor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Noel Barnes Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 20-03032 | 01/15/2021 | Claimant(s): Mahesh Desai Claimant Lawyers(s): Mahesh Desai Respondent(s): Msi Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX | ||
| 20-00900 | 12/14/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IFG Network Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 14-00936 | 11/24/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Robert Halder Respondent Lawyers(s): Matthew R. Beatty Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster Hearing Site: Houston, TX | ||
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX | ||
| 20-00950 | 11/24/2020 | Claimant(s): Christopher Gammon Claimant Lawyers(s): Chad Weaver Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02290 | 11/20/2020 | Claimant(s): Robert Pascarella Claimant Lawyers(s): Robert Pascarella Respondent(s): TD Ameritrade. Respondent Lawyers(s): William Mann Arbitrator(s): Stephanie E. Simmons Hearing Site: Houston, TX |  | $300 |
| 20-00741 | 11/16/2020 | Claimant(s): Dennis Greensage Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WS Griffith Securities. Respondent Lawyers(s): Nancy J. Engberg Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00901 | 10/27/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanders Morris Harris. Respondent Lawyers(s): Steve Mangold Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |