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FINRA Awards for Charles Schwab & Co..

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Displaying 111-120 out of 522 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0154506/30/2021Claimant(s): Eleven Stones, L.P.
Claimant Lawyers(s): W. Barry Blum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Herbert N. Ladenheim, Kevin A. Llinas, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0264806/25/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Clayton Wilson
Respondent Lawyers(s): Clayton Wilson
Arbitrator(s): Langdon T. Owen
Hearing Site: Denver, CO
Checkmark Icon$0
21-0002506/24/2021Claimant(s): Anthony Calderon
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert E. Jenks
Hearing Site: Phoenix, AZ
19-0354806/22/2021Claimant(s): Jefferson Davis
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anya N. Thepot
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
Checkmark Icon$0
20-0419206/01/2021Claimant(s): James Abonyi
Claimant Lawyers(s): James M. Abonyi
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
Checkmark Icon$88
21-0003505/28/2021Claimant(s): Robert Webb
Claimant Lawyers(s): Robert V. Webb
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
Checkmark Icon$0
18-0389405/18/2021Claimant(s): Stephen Guzylak
Claimant Lawyers(s): Robert J Girard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie Taylor
Arbitrator(s): Robert M Stein, Dean J. Dietrich, Jeffry Canin
Hearing Site: Seattle, WA
20-0218005/14/2021Claimant(s): Leigh Jeter Stanford
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): David J. Romanski
Hearing Site: San Francisco, CA
21-0033705/12/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Mohammad Khan
Respondent Lawyers(s): Mohammad Ghelich Khan
Arbitrator(s): Linda J. Baer
Hearing Site: Manchester, NH
Checkmark Icon$0
20-0411905/11/2021Claimant(s): Niknam Family Trust
Claimant Lawyers(s): B. Brian Paya
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Adam A. Brown
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
Checkmark Icon$0

522 Results

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