| 08-03550 | 08/03/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Mintz
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels
Hearing Site: Atlanta, GA
| | |
| 05-00557 | 12/04/2008 | Claimant(s): Daniel Pompilio
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Perry Lee Taylor, Ralph S. Paden, Harvey R. Linder
Hearing Site: Atlanta, GA
|  | $0 |
| 08-00315 | 11/04/2008 | Claimant(s): Aubrey Wright and Martha Wright
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Perry Lee Taylor, Joyce F. Glucksman, Robert A. Dean
Hearing Site: Atlanta, GA
| | $90,352 |
| 08-00100 | 05/06/2008 | Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL
| | |
| 07-01871 | 02/22/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Christopher Keelin
Respondent Lawyers(s): Christopher W. Keelin
Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee
Hearing Site: Birmingham, AL
| | |
| 06-00756 | 08/23/2007 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Dan S. McDevitt
Respondent(s): Gregory Fisher
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | |
