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FINRA Awards for Brian John Gallagher

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Displaying 21-26 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0281501/03/2020Claimant(s): Brian Mckenna
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): OTR Global Trading LLC
Respondent Lawyers(s): Daniel D. Barnes
Arbitrator(s): Peter A. Seibel, Brian John Gallagher, Jerome Francis Cangialosi
Hearing Site: New York, NY
18-0343906/14/2019Claimant(s): James Steele
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Cynthia A. DiMarco, Mark J. Russell, Brian John Gallagher
Hearing Site: New York, NY
17-0048210/31/2018Claimant(s): Timothy Zaino
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Michael J. Dee
Arbitrator(s): Annamaria Boccia Smith, Brian John Gallagher, Jeffrey Zuckerman
Hearing Site: New York, NY
15-0151403/17/2017Claimant(s): Robert Ehrenspeck
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky
Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher
Hearing Site: New York, NY
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14-0008703/27/2015Claimant(s): Mayank Chamadia
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Partrick W. Shea
Arbitrator(s): Roger M. Deitz, John B. Sprung, Brian John Gallagher
Hearing Site: New York, NY
12-0091906/06/2013Claimant(s): Linda Savitch
Claimant Lawyers(s): Victor P. Muskin
Respondent(s): Frank Palombo, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Leonard M. Bakal, Vincent C. Pangia, Brian John Gallagher
Hearing Site: New York, NY
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