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FINRA Awards for Craig A. Riha

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Displaying 41-49 out of 49 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0043809/29/2021Claimant(s): Marwan Karnabi
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
Checkmark Icon$0
20-0376609/23/2021Claimant(s): Christopher Bond
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell
Hearing Site: New York, NY
18-0401402/03/2021Claimant(s): JC McCall Revocable Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Carmine Berardi, Jonathan McCormack, Philip Sparacino, Robert Spiegel, William Gennity, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha, Martin H. Kaplan
Arbitrator(s): Alain Frecon
Hearing Site: Des Moines, IA
Checkmark Icon$114,383
19-0275406/18/2020Claimant(s): Richard Bollard
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Blumer, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
Checkmark Icon$120
19-0271901/22/2020Claimant(s): Ryan Carlson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Richard Brown
Respondent Lawyers(s): Richard Lyndon Brown
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
Checkmark Icon$70,570
19-0095410/04/2019Claimant(s): Neal Latino
Claimant Lawyers(s): Lars Soreide
Respondent(s): Joseph Orlando, First Standard Financial Company
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Providence, RI
Checkmark Icon$0
19-0008210/02/2019Claimant(s): Tom Tufts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): First Standard Financial Company
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
Checkmark Icon$0
17-0260601/16/2019Claimant(s): Debra Korn, Eric Korn, Victoria Korn
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Franklin Ogele, William Broccio, Blackbook Capital
Respondent Lawyers(s): Franklin Ogele, William Joseph Broccio
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
Checkmark Icon$0
14-0216102/25/2015Claimant(s): Douglas Redding
Claimant Lawyers(s): Leonard T. Offutt
Respondent(s): Zachary Bader
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Christine C. DeMoss
Hearing Site: Omaha, NE
Checkmark Icon$43,115

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